Dr. Herbert Benson describes the Relaxation Response as a two-step process:
1. Focusing the mind on a word, phrase, or sound.
2. Passively disregarding interfering thoughts.
First of all, whether a meditation method contains two steps or two hundred, the purpose is to induce certain physiological changes. It really doesn't matter how many steps are involved because only a limited number of physiological changes can occur. Yet instead of judging a method by the number of its steps, we need first to understand the physiological changes a given method hopes to induce and how efficient that method is in inducing them. But since, as stated above, all methods produce the same changes, we have only to identify the changes to understand how meditation works and why some methods are more efficient than others. What are the changes?
The physical changes induced by meditation practice are:
1. The development of systematic diaphragmatic breathing.
2. The use of diaphragmatic breathing to control heart rate.
I will propose a third change in a moment, but first I want to discuss the two steps above. First of all, both steps require physical intervention on the part of the practitioner.
In Step One we encounter the notion of diaphragmatic breathing or the training of the diaphragm to regulate the breath. Unfortunately, since we cannot isolate or control the muscles of the diaphragm directly, we must find a "handle" that allows us to do so indirectly. That handle is the belly or abdominal muscles.
If we extend the belly to pull in air on inhalation and push the belly in to expel air, we are embarking on a regimen of abdominal and diaphragmatic calisthenics. Starting this activity for the first time—whether sitting, walking, or lying down—we are likely to feel a burning sensation. That is the muscles—the abdomen and diaphragm—telling us we are doing it correctly. Using the belly muscles is like pump-priming, i.e., using the handle of a pump (the belly) to activate the pump mechanism (the diaphragm).
Step Two uses the acquired diaphragmatic breathing skill as a means of slowing down the heart rate, which has the effect of relaxing the body, hence the achieved goal of the Relaxation Response. Again, since we cannot influence or control the heart rate directly, we use a subterfuge or "handle" to accomplish it—in this instance, our recently acquired diaphragmatic breathing capability. We use it to regulate the heart rate.
What do I mean by regulate? Regulate means to make deeper and more rhythmic. And because we’ve acquired the diaphragmatic breathing skill, we can now take in more air during each breath cycle. So how does this work? Shallow breathing merely fills the lungs. Deep breathing fills the lungs, the diaphragm, even pockets behind the kidneys. With diaphragmatic breathing we not only take in more air, we slow down the inhalation–exhalation cycle to the point where breathing is entirely silent. THE SECRET OF THE GOLDEN FLOWER says, “Only the heart must be conscious of the flowing in and out of the breath; it must not be heard with the ears.” Like the diaphragm, the heart is a muscle we cannot isolate or control directly. Once again we use a “handle” to control the heart (the source of emotion). As THE SECRET OF THE GOLDEN FLOWER says, “The heart cannot be influenced directly. Therefore, the breath-energy is used as a handle." Another take on this issue can be found in this post.
No matter the name of the method, these two steps, and the physiological effects wrought by mastering them, are found in each and every serious meditation method. The particular genius of Dr. Benson lies as much in his packaging and marketing approach as it does in the actual method.
By styling the Relaxation Response as a means of promoting stress reduction and worker productivity and by borrowing techniques from Transcendental Meditation and other Eastern meditation methods and repurposing them, Dr. Benson discovered a creative way of popularizing meditation.
In a sense, the most difficult aspect of meditation is not covered in the two-step active physical intervention process mentioned above. However, most teachers, including Dr. Benson devote lots of time to it. In fact, Dr. Benson identifies it as his second step: "Passively disregarding interfering thoughts."
As opposed to the aforementioned "physical intervention processes" this process is defined by many, including Dr. Benson, as a passive process. He says so in the wording of his second step: "Passively disregarding interfering thoughts." It boils down to finding a means of calming mental activity during meditation. Its many names include the Taoist expression "the ten-thousand things" and others like the inner dialogue, monkey chatter—all the crazy, run away mental activity that stifles our daily lives, and interferes with meditation.
But it is very difficult to control the mind directly; almost impossible to tell the mind to just "shut up" or try what Dr. Benson calls "passive disregarding." Once again, we need a kind of subterfuge or "handle" to stop the mind from running away. Each teacher has his own approach. Yet frequently the discussion over the best approach devolves into acrimony. I recommend active approaches to "handling" the 10,000 things. They are an attempt to "sidestep" the mind by ignoring it or giving it something banal to do.
The first is counting the breath in a series of four beats: inhale-four, hold-four, exhale-four, hold-four. Start over. This activity occupies the mind just enough to forestall the 10,000 things. Some practitioners have even found that the counting drops away of its own accord after a while.
The second approach entails walking, that is, timing the breath cycle over a given number of strides. inhale-four steps, hold-four steps, exhale-four steps, hold-four steps. Start over. In this case, the activity of walking and counting occupies the mind, especially if the practitioner lets himself become involved with the sights and sound of nature, thereby becoming less mindful of the psychic burdens of life and more mindful of nature.
Now for the third step and the physical change it produces. Adding this next step takes the meditation process "Beyond the Relaxation Response." It involves implementing “the backward-flowing method.”
My familiarity with the “the backward-flowing method” stems from my extensive first-hand experience with Taoist meditation, all detailed in my book DAIRY OF A CONNECTICUT YOGI. Written in narrative form, the book describes how I was given a copy of THE SECRET OF THE GOLDEN FLOWER by a stranger in Paris during the early 1970s.
I put this book away for over a year. Then one day, as my life began to spin out of control, I started reading the book and meditating. At first, I didn't understand it. Slowly, however, I began to "figure out" what to do.
I became so involved in the meditation that I left Paris to live in a small village in the south of France. The experience was really one day, one page at a time; I didn't know what to expect, had no idea there would be such an significant outcome. I had never heard of Kundalini. This was 1972. And Gopi Krishna's book wasn't available yet, not in my tiny French village, that is.
Page by page I worked my way through THE SECRET OF THE GOLDEN FLOWER until one day, while meditating, I noticed something different in my breathing. In my book, I describe the moment thusly:
“Observing my breath as I sit one morning, I am aware that it has the property of direction. At each inhalation the hitherto imperceptible wind in my belly appears to eddy slightly at the bottom of my abdomen as it descends, before taking an upward circular course. Or so it appears to me. Down the back, then up the front, in a circular motion.
"Something clicks. I remember the words ‘backward-flowing method’ in THE SECRET OF THE GOLDEN FLOWER. Words I passed over a hundred times, never having a clue as to what they meant, never imagining they might be important. I break off to look for the passage. In two quick flips, I‘ve located the text, ‘At this time one works at the energy with the purpose of making it flow backward and rise, flow down to fall like the upward spinning of the sun-wheel…in this way one succeeds in bringing the true energy to its original place. This is the backward-flowing method.’”
Yes, diaphragmatic breathing is the key to stabilizing the heart rate, but the key to causing the energy to flow upward to the brain is the ‘backward-flowing method.’ Again it works like pump-priming, that is, reversing the direction of the breath begins the process of drawing the seminal fluid up the spinal column. This passage from my book describes what happened after I reversed my breath:
“I visualize a plumb-line and close my eyes. I command the breath to change direction and it obeys. I am elated at receiving confirmation from the book. What I don’t yet realize is that this is the last time I will direct the meditation process. From now on I am on automatic pilot. I remember the words of Ram Dass: At first, you do it; later, it does you. Action to attain non-action.
”For a week I observe my breath circulate in the opposite direction without noticing any effect. I go back to my uninspired routine: walking, cooking, meditating. Then, two weeks later, about the length of time it takes the backward-flowing process to become permanent, there’s something new. On the day in question, I feel a sensation at the base of my spine like the cracking of a small egg and the spilling out of its contents. For the next month, I observe the fluid-like contents of the egg trickle out of its reservoir and slowly begin to climb my spine. What is this fluid? I can’t describe it exactly. It seems to emanate from the base of the spine and press upward. Each time I sit to meditate it has risen a half an inch higher.”
I believe—and I discuss it in detail in my book—that THE SECRET OF THE GOLDEN FLOWER contains the safest, most reliable method of taking one's meditation practice beyond the Relaxation Response, so much so that for contemporary practice I have added the third step, modernized it into a method I call RESTORATIVE MEDITATION.
The ‘backward-flowing method’ is the key to making it all work. And it’s a big step to consider because there’s no turning back. I got confirmation on this fact first hand, for shortly after I willed my breath to change directions, the Kundalini activation process began. Yes, there were glitches, but overall using THE SECRET OF THE GOLDEN FLOWER to activate my Kundalini has been a restorative process—physically, mentally, spiritually. And I believe it can be so for others. Learn more about the healing power of RESTORATIVE MEDITATION.
When I met with him in Kashmir during the summer of 1977, Gopi Krishna termed my experience, “One of the most far-reaching, permanent Kundalini awakenings I’ve encountered. Rare, very rare, indeed.” I ascribe my positive results in activating the restorative powers of Kundalini to THE SECRET OF THE GOLDEN FLOWER.
Adding this one simple step to the two-step Relaxation Response process wakes up the hidden powers of Kundalini and primes the body for restoration and renewal.
- The development of systematic diaphragmatic breathing.
- The use of diaphragmatic breathing to control heart rate.
- The moment you detect the property of movement, change the direction of your breath.